Headwater Research LLC v. Samsung Electronics GmbH a.o.

UPC-000332

This case concerned European Patent EP 3 110 069 B1, in which Headwater Research LLC had initially brought an infringement action against multiple Samsung entities, who filed a counterclaim for revocation. By decision of 30 July 2025, the Court dismissed the infringement action and revoked the patent to the extent of claim 1. Before the appeal period expired, the Claimant withdrew the infringement action with the Defendants' consent, and the Court allowed the withdrawal, declared the proceedings closed, and ordered each party to bear their own costs.

Jurisdiction
European UPC
Court / Office
Düsseldorf (DE) Local Division
Case Number
UPC-000332
Judge(s)
Dr Thom acting as judge; Agergaard and technical qualified Judge Augarde

Detailed Summary

This decision was issued by the Düsseldorf Local Division on 26 September 2025 in case UPC_CFI_26/2024 concerning European Patent EP 3 110 069 B1. The Claimant was Headwater Research LLC, represented by Dr. Michael Schneider and Jochen Ehlers of EISENFÜHR SPEISER. The Defendants were Samsung Electronics GmbH, Samsung Electronics France S.A.S., Samsung Electronics Benelux B.V., and Samsung Electronics Co. Ltd., all represented by Dr. Martin Köhler of Hoyng ROKH Monegier. The panel consisted of Presiding Judge Thomas, legally qualified Judge Dr Thom (judge-rapporteur), legally qualified Judge Agergaard, and technically qualified Judge Augarde. The language of proceedings was English.

The subject of the proceedings was R. 265 of the Rules of Procedure (RoP), relating to costs. The parties had initially brought an infringement action and a counterclaim for revocation before the Court. By decision of 30 July 2025, the Court dismissed the infringement action and revoked the patent in suit to the extent of claim 1. Before the time period for appeal expired, the Claimant withdrew its infringement action by brief dated 18 September 2025 and requested that the parties bear their own costs. On 19 September 2025, the Defendants agreed to the withdrawal of the infringement action and to the Claimant's requested cost decision.

In its reasoning, the Court noted that the decision followed the parties' jointly expressed will. The Court relied on a Court of Appeal decision (CoA_569/2014, Order of 24 February 2025, Dexom v. Abbott), which held that an application to withdraw the infringement action is admissible where there is no final decision in the action in view of a pending appeal. The Court found that the same applies where the time period for appealing the decision of the Court of First Instance has not yet expired. Given the parties' consents, they could not be considered to have a legitimate interest in the action being appealed, and the application to withdraw could therefore be permitted. Following the Court of Appeal's approach, the Court also considered the decision of 30 July 2025 regarding the infringement action, including the decision on costs, to become ineffective with the closure of the proceedings. Pursuant to R. 265.2(2) RoP, the parties were ordered to bear their own costs with regard to the infringement action, following the consented request of the Claimant.

The final orders were: (1) the withdrawal of the infringement action was allowed at the application of the Claimant and with the consent of the Defendants; (2) the proceedings were declared closed; (3) the decision was to be entered in the register; (4) each party was to bear their own costs with regard to the infringement action; and (5) the value in dispute for the infringement action was set at €3,000,000.00.

Practitioner Note

This case demonstrates the evidentiary and procedural standards applied in patent matters before Düsseldorf (DE) Local Division. Understanding the court's reasoning in Headwater Research LLC vs Samsung Electronics GmbH a.o. is valuable context for structuring arguments or assessing risk in similar proceedings.

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