Franz Kaldewei GmbH & Co. KG v. Respondent

UPC-000701

This decision addresses cost assessment proceedings arising from a patent infringement action concerning European Patent EP 3 375 337 B1. The court examined the defendant's objection that the plaintiff's claimed recoverable representation costs were unreasonable in amount. The court established that a party challenging the reasonableness of costs must provide substantiated factual submissions explaining why the costs are disproportionate in relation to the matter's significance, complexity, and prospects of success.

Jurisdiction
European UPC
Court / Office
Düsseldorf (DE) Local Division
Case Number
UPC-000701
Judge(s)
Diese Entscheidung wurde durch die Richterin Dr; statterin getroffen

Detailed Summary

The plaintiff, Franz Kaldewei GmbH & Co. KG, based in Ahlen, Germany, brought a patent infringement action against the defendant, Bette GmbH & Co. KG, based in Delbrück, Germany, concerning European Patent EP 3 375 337 B1. The main proceedings were conducted under case reference ACT_459767/2023. The defendant filed a counterclaim for revocation of the patent (CC_573257/2023), to which the plaintiff responded with auxiliary requests for amendment (App_586918/2023). On July 3, 2024, the Local Chamber Düsseldorf issued a decision largely granting the infringement claim and maintaining the patent in restricted form. Under the cost allocation ruling, the plaintiff was to bear 15% and the defendant 85% of the costs of the main action, while both parties were to bear 50% each of the costs of the counterclaim. The dispute value could be derived from the caps on recoverable representation costs: EUR 500,000.00 for the main action and EUR 500,000.00 for the counterclaim. On August 5, 2024, the plaintiff filed an application for cost assessment (ACT_45185/2024), quantifying its costs, including court fees of EUR 11,000.00.

The proceedings concerned the assessment of costs under Article 69 of the relevant agreement and Rules 150, 151, and 152 of the Rules of Procedure. The central legal issue was the defendant's objection regarding the allegedly unreasonable amount of the recoverable representation costs claimed by the plaintiff. The defendant challenged whether the costs sought were proportionate.

& Analysis: The court, through Judge Dr. Thom as the reporting judge, established two guiding principles regarding the objection of unreasonable cost amounts. First, the party raising such an objection must provide substantiated factual submissions (substantiierter Sachvortrag). Second, to assess whether costs are reasonable in amount, it must be explained why those costs are disproportionate, particularly in relation to the significance of the matter, the difficulty and complexity of the legally and factually relevant issues, and the prospects of success of the cost-triggering measure. The court thereby set standards for evaluating proportionality challenges in cost assessment proceedings.

Final Order & Ruling: The decision was rendered on May 13, 2025, in German, addressing the cost assessment proceedings. The keywords indicate the decision focused on cost assessment, unreasonable amount, and caps (Obergrenze). The court applied the requirement for substantiated submissions when challenging the reasonableness of cost amounts, providing guidance on the standards for such objections in future proceedings.

Practitioner Note

This case demonstrates the evidentiary and procedural standards applied in patent matters before Düsseldorf (DE) Local Division. Understanding the court's reasoning in Franz Kaldewei GmbH & Co. KG vs Respondent is valuable context for structuring arguments or assessing risk in similar proceedings.

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